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Compliance

Info

Template: This page should be filled with compliance obligations relevant to the Technology department.


LGPD (Brazilian Data Protection Law)

LGPD applies to Patria as a controller of personal data of investors, employees, and partners.

Technology department responsibilities:

  • Map personal data in systems and pipelines (see LGPD in Data)
  • Ensure appropriate access controls
  • Support data subject rights (access, deletion, portability)
  • Report security incidents within the legal timeframe

CVM / Regulatory

(Describe specific regulatory obligations for asset managers that impact Technology.)


Audits

TypeFrequencyOwnerLast conducted
IAM access reviewQuarterlyInfra / IAM(fill in)
Penetration testingAnnual(fill in)(fill in)
LGPD auditAnnual(fill in)(fill in)